Sofi Technologies Inc (SOFI) insider trading

Recent insider transactions reported to the SEC on Form 4 — directors and officers buying or selling their own company’s stock. Sourced directly from public SEC filings, latest filed Sep 23, 2026.

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Filings shown
22
Open-market buys
0
Open-market sells
4

Counts cover the 22 most recent Form 4 filings Tradune holds for SOFI (filed Jul 21 – Sep 23, 2026); the score below covers only the trailing 90 days (0 buys, 3 sells). No completed check of SOFI's Form 4 list on SEC EDGAR is on record yet; the latest SOFI filing Tradune holds was filed Sep 23, 2026. This is not guaranteed to be the complete record — see SOFI's full Form 4 filing history on SEC EDGAR.

Open-market activity, last 90 days

Purchases (Form 4 code P) and sales (code S) on the 21 filings Tradune holds for SOFI filed Jul 27 – Sep 23, 2026. Grants, exercises, tax withholding and the other Form 4 transaction codes are left out.

3 open-market sales by Rule 10b5-1 checkbox

On filings with the 10b5-1 box checked
2 sales· 28,827 sh
checkbox disclosed
On filings with the box not checked
0 sales· 0 sh
not proof that no plan exists
Not comparable
1 sale· 11,286 sh
filed before Apr 1, 2023, or no checkbox value in the filing data

Counts are Form 4 lines as filed. The checkbox is one per filing, so every sale on a filing with the box checked is counted there even if only some of its transactions were under a plan; it records what the filer disclosed, and the three categories are not a judgement about why a sale was made.

Open-market purchases and sales by insider
Insider Buys Sells Shares bought Shares sold Value
Kelli KeoughEVP, GBUL, SIPS 0 2 — 21,489 −$376,494
Jeremy RishelChief Technology Officer 0 1 — 18,624 −$325,920

Value = shares × the price reported on each Form 4 (+ purchases, − sales); every open-market line in this window disclosed a price.

Insider-activity score
0/ 100
Net insider sales
0 distinct buyers0 buy · 3 sell tx

Summarises ~90 days of public SEC Form 4 activity — more distinct buyers, officer involvement and net buying score higher. A description of filing activity, not a rating or buy signal. How this score is computed →

How to read this: an open-market purchase (Form 4 code P) is a buy at the market price with the insider’s own money, as opposed to a grant, award or option exercise; an open-market sale is code S. When two or more distinct insiders report open-market purchases in the same 90-day window, this site labels that a cluster — a definition, not a forecast; see insider cluster buying. “Held after” is Form 4 Table I column 5; “Change” = shares ÷ holdings before the trade (held after − shares for an acquisition, held after + shares for a disposition).

Insider Buying at SOFI

No open-market insider purchases (Form 4 code P) were reported for SOFI between Jul 21, 2026 and Sep 23, 2026. The filings below may include other transaction types — sales, grants, option exercises, and tax withholding — shown for completeness; they are not open-market purchases.

Recent Form 4 filings

Source: SEC EDGAR Form 4 · transaction codes explained

Kelli Keough EVP, GBUL, SIPS · filed Sep 23, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Open-market sale 10b5-1 box checked 10,203 $16.99 408,073 −2.4% Sep 21, 2026

† change in this filer’s own reported holding line (Form 4 Table I, col. 5), not of total company ownership; small prior holdings produce large percentages, so under 100 shares the prior holding is shown instead.

“10b5-1 box checked” = the filer checked the Form 4 box stating that a transaction on the filing was made under a plan intended to satisfy Rule 10b5-1(c); “10b5-1 box not checked” = the box was left blank, which does not prove that no plan exists. The box applies to Form 4s filed from April 1, 2023; older filings, and boxes we could not read, carry no tag. What the 10b5-1 box means.

Jeremy Rishel Chief Technology Officer · filed Sep 23, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Open-market sale 10b5-1 box checked 18,624 $17.50 912,650 −2.0% Sep 21, 2026
Eric Schuppenhauer EVP GBUL Borrow · filed Sep 16, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Tax withholding 2,757 $17.28 334,336 −0.8% Sep 15, 2026
Option exercise 6,493 — 337,093 +2.0% Sep 14, 2026
Option exercise Restricted Stock Unit 6,493 — — — Sep 14, 2026
Kelli Keough EVP, GBUL, SIPS · filed Sep 16, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Tax withholding 66,033 $17.28 418,276 −14% Sep 15, 2026
Option exercise 82,643 — 439,085 +23% Sep 14, 2026
Option exercise 26,476 — 465,561 +6.0% Sep 14, 2026
Option exercise 13,067 — 478,628 +2.8% Sep 14, 2026
Option exercise 5,681 — 484,309 +1.2% Sep 14, 2026
Option exercise Restricted Stock Unit 82,643 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 26,476 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 13,067 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 5,681 — — — Sep 14, 2026
Arun Pinto Chief Risk Officer · filed Sep 16, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Tax withholding 11,838 $17.28 228,623 −4.9% Sep 15, 2026
Option exercise 11,434 — 230,721 +5.2% Sep 14, 2026
Option exercise 9,740 — 240,461 +4.2% Sep 14, 2026
Option exercise Restricted Stock Unit 11,434 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 9,740 — — — Sep 14, 2026
Jeremy Rishel Chief Technology Officer · filed Sep 16, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Tax withholding 41,750 $17.28 931,274 −4.3% Sep 15, 2026
Option exercise 37,824 — 932,913 +4.2% Sep 14, 2026
Option exercise 28,748 — 961,661 +3.1% Sep 14, 2026
Option exercise 11,363 — 973,024 +1.2% Sep 14, 2026
Option exercise Restricted Stock Unit 37,824 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 28,748 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 11,363 — — — Sep 14, 2026
Robert S. Lavet General Counsel · filed Sep 16, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Tax withholding 14,414 $17.28 109,843 −12% Sep 15, 2026
Option exercise 36,057 — 124,257 +41% Sep 14, 2026
Option exercise Restricted Stock Unit 36,057 — — — Sep 14, 2026
Christopher Lapointe CFO and PAO · filed Sep 16, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise 52,954 — 1,878,433 +2.9% Sep 14, 2026
Option exercise 36,589 — 1,915,022 +1.9% Sep 14, 2026
Option exercise 14,609 — 1,929,631 +0.8% Sep 14, 2026
Tax withholding 59,341 $17.32 1,870,290 −3.1% Sep 14, 2026
Option exercise Restricted Stock Unit 52,954 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 36,589 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 14,609 — — — Sep 14, 2026
Anthony Noto Chief Executive Officer · filed Sep 16, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise Restricted Stock Unit 55,191 — — — Sep 14, 2026
Option exercise 136,166 — 12,255,208 +1.1% Sep 14, 2026
Option exercise 154,197 — 12,409,405 +1.3% Sep 14, 2026
Option exercise 55,191 — 12,464,596 +0.4% Sep 14, 2026
Tax withholding 188,259 $17.32 12,276,337 −1.5% Sep 14, 2026
Option exercise Restricted Stock Unit 136,166 — — — Sep 14, 2026
Option exercise Restricted Stock Unit 154,197 — — — Sep 14, 2026
Kelli Keough EVP, GBUL, SIPS · filed Aug 24, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Open-market sale 11,286 $18.00 — — Aug 20, 2026
Eric Schuppenhauer EVP GBUL Borrow · filed Aug 19, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Tax withholding 23,720 $18.00 — — Aug 18, 2026
Option exercise 55,731 — — — Aug 17, 2026
Arun Pinto Chief Risk Officer · filed Aug 19, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Tax withholding 25,118 $18.00 — — Aug 18, 2026
Option exercise 45,389 — — — Aug 17, 2026
Gary Meltzer Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Restricted Stock Unit 13,993 — — — Jul 17, 2026
Grant / award Restricted Stock Unit 13,993 — — — Jul 14, 2026
Steven J. Freiberg Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Deferred Stock Unit 13,993 — — — Jul 17, 2026
Grant / award Deferred Stock Unit 13,993 — — — Jul 14, 2026
Dana R. Green Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Deferred Stock Unit 13,993 — — — Jul 14, 2026
William A. Borden Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Restricted Stock Unit 13,993 — — — Jul 14, 2026
Bashir Ruzwana Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Restricted Stock Unit 13,993 — — — Jul 14, 2026
Clara Liang Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Deferred Stock Unit 13,993 — — — Jul 14, 2026
John C.R. Hele Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Restricted Stock Unit 13,993 — — — Jul 14, 2026
Magdalena Yesil Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Deferred Stock Unit 13,993 — — — Jul 14, 2026
George Thompson Hutton Director · filed Jul 27, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Grant / award Restricted Stock Unit 13,993 — — — Jul 14, 2026
Kelli Keough EVP, GBUL, SIPS · filed Jul 21, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Open-market sale 10,954 $17.19 — — Jul 20, 2026

Insider filings reported around the same time

Other companies whose most recent Form 4 was filed closest to SOFI's (Sep 23, 2026).

Frequently asked about SOFI insider activity

How many insiders bought SOFI stock in these Form 4 filings?

No open-market purchases (Form 4 code P) of SOFI shares were reported by Sofi Technologies Inc insiders between Jul 21, 2026 and Sep 23, 2026. The 22 filings shown on this page cover other transaction types — sales, grants, option exercises, and tax withholding.

Who filed the most recent Form 4 for SOFI?

The most recent Form 4 on this page was filed by Jeremy Rishel (Chief Technology Officer) on Sep 23, 2026, reporting 1 transaction. The original document is linked from the filing list above on SEC EDGAR. Amended filings (Form 4/A) may later revise reported figures.

What was the largest open-market SOFI insider sale shown?

The largest open-market sale among the filings shown was 18,624 SOFI shares at $17.50 (about $325,920) by Jeremy Rishel (Chief Technology Officer) on Sep 21, 2026. Value is shares × the price reported on the Form 4; that Form 4 has the Rule 10b5-1 box checked.

New to Form 4s? The transaction codes, the 90-day window and the 0–100 score are defined on the insider-activity score methodology page.

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This score summarizes SEC Form 4 filing activity over the trailing 90 days. It is descriptive, not predictive — not a rating, recommendation, or investment advice. Data: SEC EDGAR (public domain), as filed; amendments may revise figures. Tradune is not a registered investment adviser.

Data as filed; amended filings (Form 4/A) may revise figures. Sales may occur under prearranged Rule 10b5-1 trading plans.