SEI Investments Company (SEIC) insider trading

Recent insider transactions reported to the SEC on Form 4 — directors and officers buying or selling their own company’s stock. Sourced directly from public SEC filings, latest filed Oct 1, 2026.

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Filings shown
12
Open-market buys
0
Open-market sells
15

Counts cover the 12 most recent Form 4 filings Tradune holds for SEIC (filed Jul 28 – Oct 1, 2026). No completed check of SEIC's Form 4 list on SEC EDGAR is on record yet; the latest SEIC filing Tradune holds was filed Oct 1, 2026. This is not guaranteed to be the complete record — see SEIC's full Form 4 filing history on SEC EDGAR.

Open-market activity, last 90 days

Purchases (Form 4 code P) and sales (code S) on the 12 filings Tradune holds for SEIC filed Jul 28 – Oct 1, 2026. Grants, exercises, tax withholding and the other Form 4 transaction codes are left out.

15 open-market sales by Rule 10b5-1 checkbox

On filings with the 10b5-1 box checked
0 sales· 0 sh
checkbox disclosed
On filings with the box not checked
15 sales· 226,277 sh
not proof that no plan exists
Not comparable
0 sales· 0 sh
filed before Apr 1, 2023, or no checkbox value in the filing data

Counts are Form 4 lines as filed. The checkbox is one per filing, so every sale on a filing with the box checked is counted there even if only some of its transactions were under a plan; it records what the filer disclosed, and the three categories are not a judgement about why a sale was made.

Open-market purchases and sales by insider
Insider Buys Sells Shares bought Shares sold Value
Mark Andrew WarnerSee Remarks* 0 3 — 15,000 −$1,535,193
Michael PetersonExecutive Vice President 0 2 — 62,500 −$6,732,875
Alfred P. West Jr.Insider 0 2 — 33,877 −$3,501,662
Philip McCabeOfficer (see filing) 0 2 — 30,000 −$3,153,470
Ryan HickeChief Executive Officer 0 1 — 37,500 −$4,151,663
Sanjay SharmaSee Remarks* 0 1 — 20,000 −$1,986,588
Carl GuarinoDirector 0 1 — 10,000 −$1,031,950
Kathryn McCarthyDirector 0 1 — 10,000 −$1,035,350
Carmen RomeoDirector 0 1 — 5,000 −$548,500
Michael LaneExecutive Vice President 0 1 — 2,400 −$246,672

Value = shares × the price reported on each Form 4 (+ purchases, − sales); every open-market line in this window disclosed a price.

Insider-activity score
0/ 100
Net insider sales
0 distinct buyers0 buy · 15 sell tx

Summarises ~90 days of public SEC Form 4 activity — more distinct buyers, officer involvement and net buying score higher. A description of filing activity, not a rating or buy signal. How this score is computed →

How to read this: an open-market purchase (Form 4 code P) is a buy at the market price with the insider’s own money, as opposed to a grant, award or option exercise; an open-market sale is code S. When two or more distinct insiders report open-market purchases in the same 90-day window, this site labels that a cluster — a definition, not a forecast; see insider cluster buying. “Held after” is Form 4 Table I column 5; “Change” = shares ÷ holdings before the trade (held after − shares for an acquisition, held after + shares for a disposition).

Insider Buying at SEIC

No open-market insider purchases (Form 4 code P) were reported for SEIC in the trailing 90 days. The filings below may include other transaction types — sales, grants, option exercises, and tax withholding — shown for completeness; they are not open-market purchases.

Recent Form 4 filings

Source: SEC EDGAR Form 4 · transaction codes explained

Alfred P. West Jr. Insider · filed Oct 1, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Open-market sale 10b5-1 box not checked 5,483 $103.16 6,784,574 −0.1% Sep 30, 2026
Open-market sale 10b5-1 box not checked 28,394 $103.40 6,790,057 −0.4% Sep 29, 2026

† change in this filer’s own reported holding line (Form 4 Table I, col. 5), not of total company ownership; small prior holdings produce large percentages, so under 100 shares the prior holding is shown instead.

“10b5-1 box checked” = the filer checked the Form 4 box stating that a transaction on the filing was made under a plan intended to satisfy Rule 10b5-1(c); “10b5-1 box not checked” = the box was left blank, which does not prove that no plan exists. The box applies to Form 4s filed from April 1, 2023; older filings, and boxes we could not read, carry no tag. What the 10b5-1 box means.

Michael Lane Executive Vice President · filed Sep 24, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Open-market sale 10b5-1 box not checked 2,400 $102.78 39,581 −5.7% Sep 22, 2026
Ryan Hicke Chief Executive Officer · filed Sep 8, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise 20,000 $64.43 230,315 +9.5% Sep 3, 2026
Option exercise Option to Purchase Common Stock 17,500 — — — Sep 3, 2026
Option exercise Option to Purchase Common Stock 20,000 — — — Sep 3, 2026
Option exercise 17,500 $48.47 210,315 +9.1% Sep 3, 2026
Open-market sale 10b5-1 box not checked 37,500 $110.71 192,815 −16% Sep 3, 2026
Carmen Romeo Director · filed Sep 3, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise Option to Purchase Common Stock 5,000 — — — Sep 1, 2026
Option exercise 5,000 $49.63 1,565,293 +0.3% Sep 1, 2026
Open-market sale 10b5-1 box not checked 5,000 $109.70 1,560,293 −0.3% Sep 1, 2026
Michael Peterson Executive Vice President · filed Sep 1, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise Option to Purchase Common Stock 37,500 — — — Aug 28, 2026
Option exercise 37,500 $56.54 57,648 +186% Aug 28, 2026
Open-market sale 10b5-1 box not checked 37,500 $111.51 20,148 −65% Aug 28, 2026
Philip McCabe Officer (see filing) · filed Aug 6, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Open-market sale 10b5-1 box not checked 5,043 $105.50 54,884 −8.4% Aug 5, 2026
Option exercise Option to Purchase Common Stock 5,043 — — — Aug 5, 2026
Option exercise 5,043 $49.63 59,927 +9.2% Aug 5, 2026
Option exercise 9,957 $49.63 64,841 +18% Aug 4, 2026
Option exercise 15,000 $49.63 79,841 +23% Aug 4, 2026
Option exercise Option to Purchase Common Stock 9,957 — — — Aug 4, 2026
Option exercise Option to Purchase Common Stock 15,000 — — — Aug 4, 2026
Open-market sale 10b5-1 box not checked 24,957 $105.04 54,884 −31% Aug 4, 2026
Kathryn McCarthy Director · filed Aug 4, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Open-market sale 10b5-1 box not checked 10,000 $103.54 77,883 −11% Aug 3, 2026
Option exercise Option to Purchase Common Stock 5,000 — — — Aug 3, 2026
Option exercise Option to Purchase Common Stock 5,000 — — — Aug 3, 2026
Option exercise 5,000 $71.12 82,883 +6.4% Aug 3, 2026
Option exercise 5,000 $71.12 87,883 +6.0% Aug 3, 2026
Mark Andrew Warner See Remarks* · filed Jul 30, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise 2,500 $64.43 3,421 +271% Jul 28, 2026
Option exercise 2,500 $64.43 5,921 +73% Jul 28, 2026
Option exercise 5,000 $56.54 10,921 +84% Jul 28, 2026
Option exercise 5,000 $56.54 15,921 +46% Jul 28, 2026
Open-market sale 10b5-1 box not checked 2,300 $101.11 13,621 −14% Jul 28, 2026
Open-market sale 10b5-1 box not checked 5,300 $102.01 8,321 −39% Jul 28, 2026
Open-market sale 10b5-1 box not checked 7,400 $102.97 921 −89% Jul 28, 2026
Option exercise Option to Purchase Common Stock 2,500 — — — Jul 28, 2026
Option exercise Option to Purchase Common Stock 2,500 — — — Jul 28, 2026
Option exercise Option to Purchase Common Stock 5,000 — — — Jul 28, 2026
Option exercise Option to Purchase Common Stock 5,000 — — — Jul 28, 2026
Michael Peterson Executive Vice President · filed Jul 30, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise 25,000 $55.73 45,148 +124% Jul 28, 2026
Open-market sale 10b5-1 box not checked 25,000 $102.05 20,148 −55% Jul 28, 2026
Option exercise Option to Purchase Common Stock 25,000 — — — Jul 28, 2026
Carl Guarino Director · filed Jul 30, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise Option to Purchase Common Stock 5,000 — — — Jul 28, 2026
Option exercise 5,000 $49.63 23,308 +27% Jul 28, 2026
Option exercise 5,000 $49.63 28,308 +21% Jul 28, 2026
Open-market sale 10b5-1 box not checked 10,000 $103.20 18,308 −35% Jul 28, 2026
Option exercise Option to Purchase Common Stock 5,000 — — — Jul 28, 2026
Sanjay Sharma See Remarks* · filed Jul 28, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Option exercise 10,000 $71.12 49,829 +25% Jul 24, 2026
Option exercise 10,000 $71.12 59,829 +20% Jul 24, 2026
Open-market sale 10b5-1 box not checked 20,000 $99.33 39,829 −33% Jul 24, 2026
Option exercise Option to Purchase Common Stock 10,000 — — — Jul 24, 2026
Option exercise Option to Purchase Common Stock 10,000 — — — Jul 24, 2026
Sneha S. Shah See Remarks* · filed Jul 28, 2026 · SEC ↗
TransactionSharesPriceHeld afterChange†Date
Tax withholding 3,746 $96.73 14,092 −21% Jul 24, 2026

Insider filings reported around the same time

Other companies whose most recent Form 4 was filed closest to SEIC's (Oct 1, 2026).

Frequently asked about SEIC insider activity

How many insiders bought SEIC stock in the last 90 days?

No open-market purchases (Form 4 code P) of SEIC shares were reported by SEI Investments Company insiders in the trailing 90 days. The 12 filings shown on this page cover other transaction types — sales, grants, option exercises, and tax withholding.

Who filed the most recent Form 4 for SEIC?

The most recent Form 4 on this page was filed by Alfred P. West Jr. (Insider) on Oct 1, 2026, reporting 2 transactions. The original document is linked from the filing list above on SEC EDGAR. Amended filings (Form 4/A) may later revise reported figures.

What was the largest open-market SEIC insider sale shown?

The largest open-market sale among the filings shown was 37,500 SEIC shares at $111.51 (about $4,181,625) by Michael Peterson (Executive Vice President) on Aug 28, 2026. Value is shares × the price reported on the Form 4; its Rule 10b5-1 box is not checked.

New to Form 4s? The transaction codes, the 90-day window and the 0–100 score are defined on the insider-activity score methodology page.

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This score summarizes SEC Form 4 filing activity over the trailing 90 days. It is descriptive, not predictive — not a rating, recommendation, or investment advice. Data: SEC EDGAR (public domain), as filed; amendments may revise figures. Tradune is not a registered investment adviser.

Data as filed; amended filings (Form 4/A) may revise figures. Sales may occur under prearranged Rule 10b5-1 trading plans.