Capital One Financial Corp (COF) insider trading
Recent insider transactions reported to the SEC on Form 4 — directors and officers buying or selling their own company’s stock. Sourced directly from public SEC filings, latest filed Oct 19, 2026.
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- Filings shown
- 18
- Open-market buys
- 0
- Open-market sells
- 21
Counts cover the 18 most recent Form 4 filings Tradune holds for COF (filed Jul 8 – Oct 19, 2026); the score below covers only the trailing 90 days (0 buys, 20 sells). No completed check of COF's Form 4 list on SEC EDGAR is on record yet; the latest COF filing Tradune holds was filed Oct 19, 2026. This is not guaranteed to be the complete record — see COF's full Form 4 filing history on SEC EDGAR.
Open-market activity, last 90 days
Purchases (Form 4 code P) and sales (code S) on the 17 filings Tradune holds for COF filed Jul 30 – Oct 19, 2026. Grants, exercises, tax withholding and the other Form 4 transaction codes are left out.
20 open-market sales by Rule 10b5-1 checkbox
- On filings with the 10b5-1 box checked
- 5 sales· 11,397 sh
- checkbox disclosed
- On filings with the box not checked
- 0 sales· 0 sh
- not proof that no plan exists
- Not comparable
- 15 sales· 32,889 sh
- filed before Apr 1, 2023, or no checkbox value in the filing data
Counts are Form 4 lines as filed. The checkbox is one per filing, so every sale on a filing with the box checked is counted there even if only some of its transactions were under a plan; it records what the filer disclosed, and the three categories are not a judgement about why a sale was made.
| Insider | Buys | Sells | Shares bought | Shares sold | Value |
|---|---|---|---|---|---|
| Ravi RaghuPres, Software, Intl & Sm Bus | 0 | 4 | — | 9,776 | −$2,051,284 |
| Lia DeanPres, Banking & Prem. Products | 0 | 4 | — | 6,146 | −$1,289,894 |
| Celia KaramPres, Retail Bank | 0 | 4 | — | 5,832 | −$1,218,848 |
| Matthew W. CooperGeneral Counsel & Corp Secy | 0 | 3 | — | 10,500 | −$2,203,775 |
| Mark Daniel MouadebPresident, Card | 0 | 3 | — | 3,072 | −$678,385 |
| Michael ZamskyChief Credit & Fin'l Risk Off. | 0 | 1 | — | 5,473 | −$1,193,223 |
| Timothy P. GoldenSVP, Chief Accounting Officer | 0 | 1 | — | 3,487 | −$735,757 |
Value = shares × the price reported on each Form 4 (+ purchases, − sales); every open-market line in this window disclosed a price.
Summarises ~90 days of public SEC Form 4 activity — more distinct buyers, officer involvement and net buying score higher. A description of filing activity, not a rating or buy signal. How this score is computed →
How to read this: an open-market purchase (Form 4 code P) is a buy at the market price with the insider’s own money, as opposed to a grant, award or option exercise; an open-market sale is code S. When two or more distinct insiders report open-market purchases in the same 90-day window, this site labels that a cluster — a definition, not a forecast; see insider cluster buying. “Held after” is Form 4 Table I column 5; “Change” = shares ÷ holdings before the trade (held after − shares for an acquisition, held after + shares for a disposition).
Insider Buying at COF
No open-market insider purchases (Form 4 code P) were reported for COF between Jul 8, 2026 and Oct 19, 2026. The filings below may include other transaction types — sales, grants, option exercises, and tax withholding — shown for completeness; they are not open-market purchases.
Recent Form 4 filings
Source: SEC EDGAR Form 4 · transaction codes explained
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale 10b5-1 box checked | 1,927 | $195.86 | 55,774 | −3.3% | Oct 15, 2026 |
† change in this filer’s own reported holding line (Form 4 Table I, col. 5), not of total company ownership; small prior holdings produce large percentages, so under 100 shares the prior holding is shown instead.
“10b5-1 box checked” = the filer checked the Form 4 box stating that a transaction on the filing was made under a plan intended to satisfy Rule 10b5-1(c); “10b5-1 box not checked” = the box was left blank, which does not prove that no plan exists. The box applies to Form 4s filed from April 1, 2023; older filings, and boxes we could not read, carry no tag. What the 10b5-1 box means.
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale 10b5-1 box checked | 1,887 | $195.86 | 59,308 | −3.1% | Oct 15, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale 10b5-1 box checked | 3,500 | $196.22 | 79,694 | −4.2% | Oct 6, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale 10b5-1 box checked | 2,017 | $206.07 | 57,696 | −3.4% | Sep 15, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale 10b5-1 box checked | 2,066 | $206.07 | 61,195 | −3.3% | Sep 15, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 3,500 | $214.10 | — | — | Sep 1, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 1 | $225.92 | — | — | Aug 17, 2026 |
| Open-market sale | 1,887 | $225.52 | — | — | Aug 17, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 1 | $225.92 | — | — | Aug 17, 2026 |
| Open-market sale | 2,192 | $225.52 | — | — | Aug 17, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 1,199 | $225.00 | — | — | Aug 13, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 5,473 | $218.02 | — | — | Aug 10, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 50 | $218.49 | — | — | Aug 7, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 1,183 | $220.00 | — | — | Aug 4, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 3,500 | $219.33 | — | — | Aug 4, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 690 | $215.00 | — | — | Aug 3, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Option exercise | 2,014 | — | — | — | Aug 1, 2026 |
| Tax withholding | 893 | $209.01 | — | — | Aug 1, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 5,820 | $210.02 | — | — | Jul 31, 2026 |
| Open-market sale | 3,462 | $209.27 | — | — | Jul 31, 2026 |
| Open-market sale | 444 | $210.70 | — | — | Jul 31, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale | 3,487 | $211.00 | — | — | Jul 29, 2026 |
| Transaction | Shares | Price | Held after | Change† | Date |
|---|---|---|---|---|---|
| Open-market sale 10b5-1 box checked | 3,500 | $208.00 | 90,194 | −3.7% | Jul 7, 2026 |
Insider filings reported around the same time
Other companies whose most recent Form 4 was filed closest to COF's (Oct 19, 2026).
Frequently asked about COF insider activity
How many insiders bought COF stock in these Form 4 filings?
No open-market purchases (Form 4 code P) of COF shares were reported by Capital One Financial Corp insiders between Jul 8, 2026 and Oct 19, 2026. The 18 filings shown on this page cover other transaction types — sales, grants, option exercises, and tax withholding.
Who filed the most recent Form 4 for COF?
The most recent Form 4 on this page was filed by Lia Dean (Pres, Banking & Prem. Products) on Oct 19, 2026, reporting 1 transaction. The original document is linked from the filing list above on SEC EDGAR. Amended filings (Form 4/A) may later revise reported figures.
What was the largest open-market COF insider sale shown?
The largest open-market sale among the filings shown was 5,820 COF shares at $210.02 (about $1,222,316) by Ravi Raghu (Pres, Software, Intl & Sm Bus) on Jul 31, 2026. Value is shares × the price reported on the Form 4; trades may be made under a prearranged Rule 10b5-1 plan.
New to Form 4s? The transaction codes, the 90-day window and the 0–100 score are defined on the insider-activity score methodology page.
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Track COF insider filings free →This score summarizes SEC Form 4 filing activity over the trailing 90 days. It is descriptive, not predictive — not a rating, recommendation, or investment advice. Data: SEC EDGAR (public domain), as filed; amendments may revise figures. Tradune is not a registered investment adviser.
Data as filed; amended filings (Form 4/A) may revise figures. Sales may occur under prearranged Rule 10b5-1 trading plans.